Fairheads Financial Services Legal And Compliance

Fairheads prides itself on high standards of governance. The following are some of the basic reassurances we can give our clients:

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Fairheads Financial Services (Pty) Ltd is an authorised financial services provider (FSP 48435)
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Fairheads is committed to maintaining the highest professional and ethical standards in the execution of its business activities. We have a Conflict of Interest policy which all our employees must adhere to and which is required by the General Code of Conduct to the Financial Advisory and Intermediary Services Act (FAIS). The policy is available from our Compliance Officer at compliance@fairheads.com.

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In accordance with The Promotion of Access to Information Act (PAIA), No 2 of 2000 we have an information manual which provides guidelines on how to exercise rights to access to information. Download the information manual here and the request forms and information on the applicable fees here.
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Our Privacy Statement governs the manner in which Fairheads Financial Services (Pty) Ltd (“Fairheads”) treats the collection of your personal information. We take all reasonable measures, in accordance with the Protection of Personal Information Act No 4 of 2013 (“POPIA”) and applicable information security laws, to protect your personal information. Download the Privacy Statement here and the request for information form here.

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Fairheads Financial Services’ Compliance Officer, Darlene Van Dieman, can be contacted at compliance@fairheads.com.

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